Vale

Self-Assessed Results

2016 TSM Results

Crisis Management and Communications Planning Assessment
Facility	Crisis management and communications preparedness	Review	Training
Vale – Corporate	✔	✔	✔
Manitoba Operations – Thompson	✔	✔	✔
Newfoundland and Labrador Operations – Voisey’s Bay	✔	✔	✔
Ontario Operations – Port Colborne	✔	✔	✔
Ontario Operations – Sudbury	✔	✔	✔

Results as of: May 15, 2019

Aboriginal and Community Outreach Assessment
Community of Interest (COI) identification	Effective COI engagement and dialogue	COI response mechanism	Reporting
Manitoba Operations – Thompson
Newfoundland and Labrador Operations – Voisey’s Bay
Ontario Operations – Port Colborne
Ontario Operations – Sudbury

AAA

Results as of: May 15, 2019

Safety and Health Assessment
Commitments and accountability	Planning and implementation	Training, behaviour and culture	Monitoring and reporting	Performance
Manitoba Operations – Thompson
Newfoundland and Labrador Operations – Voisey’s Bay
Ontario Operations – Port Colborne
Ontario Operations – Sudbury

AAA

Results as of: May 15, 2019

Tailings Management Assessment
Tailings management policy and commitment	Tailings management system	Assigned accountability and responsibility	Annual tailings management review	Operation, maintenance and surveillance (OMS) manual
Manitoba Operations – Thompson
Newfoundland and Labrador Operations – Voisey’s Bay
Ontario Operations – Sudbury

AAA

Results as of: May 15, 2019

Biodiversity Conservation Management Assessment
Commitment, accountability and communications	Conservation planning and implementation	Reporting
Manitoba Operations – Thompson
Newfoundland and Labrador Operations – Voisey’s Bay
Ontario Operations – Port Colborne
Ontario Operations – Sudbury

AAA

Results as of: May 15, 2019

Energy and GHG Emissions Management Assessment
Energy use and greenhouse gas emissions management	Energy use and greenhouse gas emissions reporting systems	Energy and greenhouse gas emissions performance targets
Manitoba Operations – Thompson
Newfoundland and Labrador Operations – Voisey’s Bay
Ontario Operations – Port Colborne
Ontario Operations – Sudbury

AAA

Results as of: May 15, 2019

International Initiatives
Industry Sustainability Initiatives	ICMM Sustainable Development Framework
	WGC Conflict Free Gold Standard
	ISO 14001 - EMS Standard	✔
Management System Standards	OHSAS 18001	✔
Management System Standards	UN Global Compact	✔
International Voluntary Initiatives	Extractive Industries Transparency Initiative	✔
	Voluntary Principles on Security and Human Rights	✔
	OECD Guidelines for Multinational Enterprises
	AA 1000
Reporting, Disclosure and Transparency Standards	Global Reporting Initiative	✔
	CDP	✔
	Water Disclosure Project	✔
	Carbon Pricing Leadership Coalition	✔
	IFC Social and Environmental Performance Standards	✔
Financing Standards	Dow Jones Sustainability Index
Listed on Socially Responsible Investing Indices	Jantzi Social Index
Listed on Socially Responsible Investing Indices	Responsible Jewellery
Industry Sustainability Initiatives	International Cyanide Code
Industry Sustainability Initiatives	Kimberley Process

Results as of: Jun 26, 2019

TSM Results 2015 (Externally Verified)